人权理事会17位特别程序任务负责人关于2015年后发展议程的声明（部分翻译）

人权的基础发展优先事项：改善平等、社会保障和问责制的鼓励机制

千年发展目标将可能遭到忽视的关键问题纳入发展议程。在这一点上，目标发挥了至关重要的作用。尤其重要的是，千年发展促成了更多目标数据的产生和收集。这些数据已被用于影响国家及国际的发展政策与措施。然而，尽管国际发展问题界对千年发展目标表示欢迎，也有不少人质疑这一睿智构想，因为根据国际人权法政治承诺问题已被编入法律义务。

千年发展目标的一大缺陷在于，它未能完全反映《千年宣言》的承诺，即各国决心致力于充分保护和促进所有人权。确实，通过《千年宣言》已有十多年，经验显示，普遍达成一致的议程中遗留的各个问题并未得到有效的监督和报告，并很容易在设置优先事项、制定政策和分配预算时成为盲点。

人权规范与标准为如何制定2015年后发展议程的目标提供了切实的指导。各国政府已经在众多国际条约中承诺维护人权。人权的基础发展优先事项不仅具有法律和道德层面的必要意义，也能够增强有效性和问责制。

作为人权理事会任命的各独立专家，我们应各国政府要求提出相关建议，以促进国家、区域和国际层面的人权事务。在此声明中，我们就与自身任务同时相关的2015年后发展议程关键优先事项，提出以下建议。

建议一：2015年后议程应该将平等纳为一个独立而贯穿各领域的目标，旨在逐步消除最边缘群体与一般民众之间、以及两者内部的差距，并逐步消除各国的差距，以实现更全面的发展形式。

建议二：2015年后议程应该纳入“提供基本社会保护”的目标，明确指出社会保障权和基于人权的社会保护方针。

建议三：问责制必须成为2015年后发展框架的核心。我们建议设置双重问责机制，即在国家和国际级别发展问责制。

As independent human rights experts appointed by the Human Rights Council, we make the following recommendations concerning key priorities for the post-2015 development agenda that are common to our mandates.

A. (IN)EQUALITY
Equality is intrinsic to each individual. Article 1 of the Universal Declaration of Human Rights affirms that “all human beings are born free and equal in dignity and in rights.” All people are entitled to the enjoyment of all rights, on an equal footing and without discrimination on any grounds, including race, ethnicity, sex, gender, disability, socio-economic status or age. Moreover, under international human rights treaties States have committed to take measures to ensure the implementation of economic, social and cultural rights to the maximum extent of their available resources. The human rights framework therefore offers a compelling rationale and means for putting inequalities at the centre of development policies and practices.

Recommendation 1:The post-2015 agenda should incorporate equality as a stand-alone and cross-cutting goal, aiming to progressively eliminate disparities within and between the most marginalized groups and the general population as well as between countries in order to achieve more inclusive forms of development.

There is now widespread agreement that the reduction of inequalities must be placed at the heart of the post-2015 agenda (see annex 1). Inequalities perpetuate exclusion at all levels of development. One of the weaknesses of the MDG framework has been its blindness to the issue of inequality and to the most marginalized members of societies. Its focus on aggregate figures and overall progress failed to account for growing social and economic disparities and incentivized States to prioritize aggregate progress and the ‘low-hanging fruit’ rather than giving special attention to the most vulnerable groups.

A global goal and targets dedicated to eliminating inequalities will draw attention to the most marginalized groups and individuals, create incentives to end discrimination, trigger the creation of more precise data and adjust development aims to better respond to the reality on the ground. It will require States to look beyond average attainments and adopt more effective ways of collecting disaggregated data on inequality and marginalized groups in order to measure progress in reducing inequalities.

Actions to increase the participation and voice of marginalized groups in policies and programmes to close the gap in the enjoyment of civil, political, economic, social and cultural rights is essential, given that lack of participation in decision-making is a fundamental cause and consequence of inequality.

Targets and indicators
While each country would have to adapt global targets and indicators to their specific context, the human rights framework provides the following guidance:

• Collect data on inequalities: The current lack of data on certain issues is not accidental; neglect often coincides with a low political profile. A commitment to better and more accurate data collection is essential to identifying and monitoring inequalities.
• Go beyond disaggregation of data: Data should be disaggregated according to gender, age, disability, marginalized groups among others. However, by itself, disaggregation does not automatically result in the reduction of inequalities. It is the action of policymakers in response to the information revealed by disaggregation that can result in the required change, which must then be reflected in target setting.
• Monitor more than income inequality: In order to assess progress in reducing inequalities, monitoring must also capture other causes of lack of access to basic rights and services.
• Measure inequality: Goals, targets and indicators must be framed in a way that aims to reduce inequalities through targeting the most marginalized; they must not continue to focus solely on aggregate progresses and outcomes. Progress in reducing inequalities should be measured among the following population groups, among others:
• marginalized groups and the general population
• poor and rich
• women and men
• rural and urban
• informal settlements and formal urban settlements

Three levels of assessment are essential:

• Progress towards meeting the target
• Rate of progress as set according to the target for each population group
• Reduction of inequalities

Targets and indicators
As the post-2015 development agenda is being formulated, now is the time for States to deliver on their promises to end hunger, tackle poverty and eliminate inequality through the provision of social protection floors anchored in human rights.

• National social protection floor target: By 2030, all people in all countries should have access to a social protection scheme, at least at the level of national floors for social protection as agreed in ILO Recommendation 202. Such a target could be split into different components: (i) income security for various segments of the population (e.g., children, older persons, unemployed persons, etc); (ii) access to essential health care; and (iii) access to basic services, such as water and sanitation, education, housing and others (as defined by national priorities).
• Possible indicators: percentage of children and total population with access to essential healthcare, education goods and services; children receiving cash and in kind support guaranteeing income security during childhood; men and women of an active age who are not working due to unemployment, sickness, maternity or disability and who receive support; older persons who receive pensions; percentage of those working in the informal economy who are covered by social protection.
• Measuring progress on inequality: Progress should be measured with reference to inequalities and by disaggregating disadvantaged population groups, especially given that the most marginalized are largely concentrated in informal labour markets with no access to contributory social protection and limited access to non-contributory schemes due to discrimination, lack of legal identity and other factors.
• Global Fund for Social Protection target: Establish a Global Fund for Social Protection, as proposed by the Special Rapporteurs on the right to food and on extreme poverty. Such a fund would have two key functions: 1) to close the funding shortfall for putting in place a social protection floor in least developed countries; and 2) to help underwrite these schemes against the risks of excess demand triggered by major shocks.

On this note, the new development framework should also require and support States to develop employment programmes and job creation schemes that create decent work, especially for the most marginalized. For example, under a global goal on reaching full and decent employment, the framework could require national programmes to reduce precarious work, ensure a living wage, labour rights and gender equality at the workplace, and improve the employment opportunities of vulnerable and marginalized groups.

However, despite the importance of decent work and employment and its links to social protection, social protection should not be subsumed entirely under an employment goal. A human rights approach to social protection requires comprehensive, universal sustainable systems with both contributory and non-contributory elements; the right to social protection is absolute and not dependent on employment status.

C. ACCOUNTABILITY
We reiterate the call made in March 2012 by 22 mandate-holders of the Human Rights Council's Special Procedures to put accountability, the foundation of a human rights-based approach to development, at the core of our commitments. The open letter sent to States negotiating the Rio+20 process proposed the establishment of a double accountability mechanism.

Recommendation 3: Accountability must be at the core of the post-2015 development framework. We propose the establishment of a double accountability mechanism, with accountability mechanisms developed at both national and international levels.

At the national level: It is vital to establish or strengthen participatory accountability mechanisms through which people's voices can be heard and independent monitoring can be conducted. States should establish national-level accountability mechanisms to ensure that commitments made at the global level are fulfilled. These mechanisms should include independent monitoring that enables civil society participation not only in defining the indicators to measure progress, but also in providing information to evaluate implementation. Countries that have established independent bodies to assess the enjoyment of human rights (e.g., the South African Human Rights Commission) or national institutions with balanced representation that include both government officials and representatives of civil society to address other major issues (e.g., the Brazilian National Council on Food and Nutrition Security) have seen the concrete benefits of enabling people to hold public authorities accountable for failure to take action. In countries where such mechanisms already exist, States should provide authority and resources for these bodies to monitor the implementation of the post-2015 commitments. While some States may be wary of such mechanisms, viewing them as creating additional burdens, the reality of our experience is that empowering people contributes to lasting success.

Institutions in which civil society has a voice and include mechanisms that ensure an independent monitoring of progress towards agreed targets enable States to better understand the nature of the challenges faced, and to change policies that do not produce results. Conversely, policies not informed by the views of those they seek to serve or not monitored often are inefficient and short-lived. We strongly believe that we cannot work for the people without the people.

In line with current international standards, the new development framework should reflect the duty of States to establish accountability mechanisms for ensuring and monitoring that business enterprises respect human rights, throughout their operations, including effective access to remedies when negative impacts occur.

National accountability mechanisms would enable a structured dialogue at national level between governments and their constituencies, which would coordinate with the international human rights system and feed into the international review mechanism. Collective learning and the dissemination of best practices would be encouraged at domestic and international levels.

At the international level: Existing intergovernmental institutions could monitor, on the basis of agreed indicators, progress on global goals in a process similar to the Universal Periodic Review inaugurated in 2007 by the Human Rights Council to provide a peer review of the human rights records of all 193 Member States of the United Nations every four years.

The Universal Periodic Review (UPR) is a process involving a peer review of the human rights records of each United Nations Member State every four years. This State-driven process conducted within the Human Rights Council provides an opportunity for States to explain how they are working to improve the human rights situation in their countries. The Universal Declaration of Human Rights and the international human rights treaties ratified by the country forms the baseline of the review and the UPR culminates with recommendations to the State under consideration, which it may accept or reject.

The success of the UPR largely rests on the fact that, beyond “national reports” prepared by the State concerned, the Human Rights Council also considers “compilations of United Nations information” prepared by the Office of the High Commissioner for Human Rights, drawing from information emanating from the United Nations human rights monitoring mechanisms and other United Nations entities, “Summaries of stakeholders’ information” based on information provided by non-governmental organizations, along with information submitted by national human rights institutions and other actors (e.g., regional organizations, research institutions) is also considered. In other terms, the UPR is a peer review process grounded in State reporting and in independent monitoring, which helps to ensure equality of treatment between States and quality of the process of review.

The UPR has provided a framework for exchange and dialogue at the national level across State structures as well as between the State and civil society. It also provides an opportunity for States to share best practices and has stimulated bilateral cooperation and exchanges. States should be encouraged to consider creating a similar mechanism for the commitments to be made in 2015. Given the many international dimensions of sustainable development, specific focus should be placed on the duty of international assistance and cooperation in solving international problems of an economic, social, cultural or humanitarian character and on the extraterritorial human rights obligations of States.

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ANNEX 1

Inequalities undermine the realization of human rightsUN agencies have acknowledged the worrying levels of these income and wealth inequalities, adding at the same time that inequalities in access to land and other productive assets, as well as in social outcomes and access to services, are widespread. As stated by the UN System Task Team on the Post-2015 Development Agenda in its report to the Secretary General, “persistent inequalities and struggles over scarce resources are among key determinants of situations of conflict, hunger, insecurity and violence, which in turn are key factors that hold back human development and efforts to achieve sustainable development.” The worrying level of inequalities also led the Task Team to state that “high inequalities have impeded sustainable development and have no place in a world where a decent and secure well-being should be a prerogative of all citizens”.

Our understanding of the importance of equality has greatly improved over the past decades. Equality has been shown to have net positive impacts on a range of social and economic indicators as well as on the management and sustainable use of environmental resources.

Inequality correlates with health and social problems. Problems such as mental illness, obesity, cardiovascular disease, teenage pregnancy, lack of social mobility and neglect of child welfare increase with greater inequality. Income inequality may even cause health and social problems, independent of other factors, as suggested by a range of expert studies. Overall, societies that do the best for their citizens are those with the narrowest income differentials.

In its contribution to the post-2015 development agenda, the United Nations Research Institute for Social Development (UNRISD) documents that inequality hampers economic growth and poverty reduction efforts as high levels of inequality i) push large segments of the population into low-wage jobs, holding back domestic consumer spending; ii) can act as a catalyst for financial crises through under-consumption and the creation of various “bubbles”, resulting from the accumulation and hoarding of assets, which can destabilize the real economy; iii) make it difficult to construct broad-based, redistributive and fiscally sustainable social welfare systems. As the UNRISD contribution notes, inequality “corrodes the social fabric”, as high levels of inequality create polarized societies in which fragmented systems of social provision deliver high quality education and health services only to those who can afford them, while others have to rely on underfunded and overstretched public services. Equally, it “may undermine efforts to build more democratic societies” as high levels of inequality make it easier for those with economic power to use it politically to preserve their interests.

Equality supports sustained economic development, contrary to the often-cited view that pursuing equality reduces efficiency and growth. This is documented in a host of studies. Notably, research conducted by Andrew Berg and Jonathan D. Ostry, respectively Assistant Director and Deputy Director of the International Monetary Fund’s Research Department, shows that more equal societies have a greater likelihood of sustaining longer-term growth.

Rising inequalities constituted a main cause of the economic crisis which is currently leading to severe set-backs in the progressive realization of many economic, social and cultural rights. This is the diagnosis of leading experts, among others Raghuram Rajan, Chief Economic Advisor (CEA) in India’s Ministry of Finance, and Joseph Stiglitz, recipient of the 2001 Nobel Memorial Prize in Economic Sciences, pointing in particular at the "huge inequalities in income distribution which generated much larger investable funds than could be profitably employed.” Till van Treeck and Simon Sturn of the Macroeconomic Policy Institute (IMK), in a study published by the International Labour Organization (ILO) and based upon a survey of the role of income inequality in causing the “Great Recession,” in particular in China, Germany and the United States, argued that “reducing inequality is crucial for more macroeconomic stability on a global scale.”

Equality is not a natural outcome of development. We cannot expect equality to be achieved simply by the natural course of events. One development theory known as the "Kuznets hypothesis" postulates that as a country develops, inequality increases at first (as people move from low-productivity agriculture to the more productive industrial sector, where average income is higher and wages are less uniform), and then decreases after a certain average income is attained, as a society matures and establishes old-age pensions, unemployment benefits, and other social transfers. But income inequality has been on the rise—or stagnant at best—in most countries since the early 1980s.

Many advanced economies saw a long increase in income inequality in the post-war period. Inequality was at its lowest in the 1970s. The trend towards equality was reversed since: according to the International Labour Organization, between 1990 and 2005, approximately two thirds of the 73 countries for which data are available experienced an increase in income inequality (as measured by changes in the Gini index) . The richest 1 per cent of the world’s population currently owns 40 per cent of global assets; while the bottom half of the world’s population holds just 1 per cent of global wealth. Gender income inequality too remains a huge challenge: the average deficit of women’s earnings compared to men’s was 22.9 per cent during the period 2008–2009.

Inequality and environmental degradation are mutually reinforcing. This is in part because, as noted by the 2011 Human Development Report on “Sustainability and Equity”, “runaway growth in consumption among the best-off people in the world is putting unprecedented pressure on the environment”. But it is also because the poor and marginalized are particularly vulnerable to the negative effects of ecological degradation and climate change. Climate change is mainly caused by wealthy countries and the wealthiest individuals in these countries, but it will disproportionally impact the poorest countries and the poorest individuals in these countries, impeding the fulfilment of the human rights of the most vulnerable groups. Inequalities, in other terms, will worsen the negative effects of climate change and environmental degradation, while these negative effects further exacerbates existing inequalities within and among countries.

Reducing inequalities is achievable. Over the past two decades, fiscal policy reduced inequality by about one-third in OECD countries. The limited redistributive impacts of fiscal policies in developing countries largely explain the greater inequality observed in these countries. However, some of the most unequal societies in the global South, such as Brazil, Ecuador and Uruguay, are at the same time demonstrating a capacity to decrease inequality, including through social sup­port programs such as Oportunidades in Mexico and Bolsa Familia in Brazil, as well as –in the case of Brazil– broader access to education. Moreover, we also understand better than before how to promote human development altogether with sustainability, equality and human rights.

Notes:
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See among other treaties, the International Covenant on Civil and Political Rights, article 2(1), and International Covenant on Economic, Social and Cultural Rights, article 2(2).